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| |
Accountancy
0
Agriculture, Fishing
0
Finance, Insurance
0
Call Centres
0
Catering & Hospitality
0
Construction, Property
0
Customer services
0
Defence/Armed Forces
0
Education
0
Electronics
0
Engineering, Manufacturing 0
Graduate, Trainees
0
Healthcare & Nursing
0
Human resources
0
IT & Internet
0
Legal
0
Management consultancy 0
Marketing, Advertising, PR 0
Media, Creative
0
Non-profit, Charities
0
Public sector & Services
0
Recruitment sales
0
Retail, Wholesale
0
Restaurant & Food Service 0
Sales
0
Science
0
Secretarial, Administration 0
Security
0
Senior appointments
0
Telecommunications
0
Transport, Logistics
0
Travel, Leisure, Tourism
0
Other
0
| |
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Section: Legal Vacancy 1601 |
| Post:Compliance Associate Position |
Salary contractual |
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| Requirements and conditions |
| Age: |
Has no value
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| Gender |
Has no value
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| Education: |
no
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| Work schedule: |
Has no value
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| Work place: |
London
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| The announcement text: |
COMPLIANCE ASSOCIATE
Wall Street dealer is seeking a highly motivated individual to assist its Compliance Department with new account due diligence and regulatory compliance.
Education:
Bachelors Degree Required
Duties:
• Ensure due diligence is performed on all new clients to comply with the firm’s “Know Your Customer” (KYC) and “Anti-Money Laundering” (AML) policies and procedures
• Assist in monitoring and reviewing external communications with potential and existing clients
• Organization and ability to prioritize work flow to ensure deadlines are met
• Assist with preparation for all internal/external audits
• Participate in special projects with minimal oversight
Skills:
• Fluency in Spanish is required
• Knowledge of US Patriot Act, Bank Secrecy Act, OFAC and FinCen preferred
• Compliance or auditing experience preferred
• Minimum of 1 years’ experience in a financial institution, futures commission merchant, broker/dealer or bank
• FX or Futures Experience a plus
• Series 3 preferred, but not required
• Team oriented
•Experience with Salesforce, World-Check, and Lexis Nexis a plus
Principals only. Recruiters, please don`t contact this job poster.
Please, no phone calls about this job!
Please do not contact job poster about other services, products or commercial interests.
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| Contact information |
| Employer: |
|
| Email: |
GaryOberoi@gmail.com
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| Phone: |
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Publication date: 2010-01-30 06:12:43
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